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Trust account certificates

06 November 2017

Trust account certificates are governed by s115 of the Lawyers and Conveyancers Act 2006 (LCA), and the Lawyers and Conveyancers Act (Trust Account) Regulations 2008 (Regulations), namely sections 17 (1) & (2) for monthly and quarterly reporting.

The Financial Assurance Scheme certification programme helps alert the Law Society Inspectorate to any potential compliance issues. Monthly and quarterly certificates are required by statute for all lawyers operating a trust account under Reg 17 of the Trust Account Regulations.

Certificates are used for monitoring trust account management and to assist with early identification of possible compliance problems or of lawyers in need of advice or assistance.

Lawyers must ensure that certificates are correctly completed and promptly submitted by the appropriate authority (the Trust Account Supervisor).

Filing certificates

All certificates are filed online by the Trust Account Supervisor using their six digit lawyer ID (also known as the lawyer login, and shown on practising certificates).

Log in to Registry using your lawyer login.

Monthly certificates and quarterly certificates

Lawyers’ monthly trust account certificates are due on the 10th working day of the following month, except December which is due on the 15th working day in January. For convenience, the dates for 2018 are listed below. Don't forget that quarterly certificates are also due as at the end of March, June, September and December.

Please note that provincial holidays are counted as a working day, and do not affect the due date.

The purpose of quarterly reporting is to summarise the scale of any lending operation and any loans in default in addition to the normal 5 monthly questions - if there is no lending, the lawyer will only be required to answer the extra question 6. If there is lending, when the lawyer responds ‘Yes’ to question 6, there will be a requirement to answer questions 7 to 18 in addition.

If you are having difficulty reconciling the trust account, you are still required to submit your certificate by the due date. You would need to declare that you have not correctly reconciled the trust account and provide an explanation.

A full set of instructions on how to file these certificates online is available.

Certificate for month:

Certification Period Starts

Due date

Quarterly Certificate also due?

October 20171 November 201714 November 2017-
November 20171 December 201714 December 2017-

December 2017

1 January 2018

23 January 2018

23 January 2018

January 2018

1 February 2018

15 February 2018


February 2018

1 March 2018

14 March 2018


March 2018

1 April 2018

16 April 2018

16 April 2018

April 2018

1 May 2018

14 May 2018


May 2018

1 June 2018

15 June 2018


June 2018

1 July 2018

13 July 2018

13 July 2018

July 2018

1 August 2018

14 August 2018


August 2018

1 September 2018

14 September 2018


September 2018

1 October 2018

12 October 2018

12 October 2018

October 2018

1 November 2018

14 November 2018


November 2018

1 December 2018

14 December 2018


December 2018

1 January 2019

23 January 2019

23 January 2019

Last updated on the 6th November 2017